Resources

COIs

– COIs in university/research contexts:

– COIs in the practice of law

A book by my partner Rebecca Walker on COIs

C&E programs

Compliance Programs and the Corporate Sentencing Guidelines (a book I co-edited with Joe Murphy) http://store.westlaw.com/compliance-programs-corporate-sentencing-guidelines-2011-2012/183077/13512777/productdetail

– Selected recent articles from the FCPA Blog (with specific topics indicated in the URLs):

http://www.fcpablog.com/blog/2011/9/7/what-do-we-mean-by-business-ethics.html

http://www.fcpablog.com/blog/2010/11/23/credit-for-compliance-the-doj-gets-specific.html

http://www.fcpablog.com/blog/2010/12/20/compliance-half-measures-and-the-ghost-of-christmas-yet-to-c.html

http://www.fcpablog.com/blog/2011/3/31/respecting-human-rights-the-role-of-compliance-and-ethics-of.html

http://www.fcpablog.com/blog/2011/10/26/the-sentencing-guidelines-field-notes-on-a-20-year-experimen.html

http://www.fcpablog.com/blog/2011/1/19/the-first-word-on-compliance-incentives.html

http://www.fcpablog.com/blog/2011/10/31/top-sec-official-has-encouraging-words-about-compliance-and.html

http://www.fcpablog.com/blog/2010/5/6/here-come-the-global-guidelines.html

– Selected recent articles from Corporate Compliance Insights – mostly on risk assessment (with specfic topics indicated in the URLs):

http://corporatecomplianceinsights.com/2011/a-compliance-and-ethics-thought-experiment-for-general-counsel/ (perhaps useful to those trying to persuade their companies’ GCs to develop a robust C&E program)

http://corporatecomplianceinsights.com/2011/mitigating-identified-compliance-and-ethics-risks-keys-to-success/

http://corporatecomplianceinsights.com/2011/the-risk-of-corporate-carelessness-lessons-from-ce-history/

http://corporatecomplianceinsights.com/2011/what-behavioral-ethics-means-for-compliance-and-ethics-programs/

http://corporatecomplianceinsights.com/2010/compliance-and-ethics-program-assessments-a-roadmap-for-program-credit/

http://corporatecomplianceinsights.com/2009/role-of-compliance-and-ethics-annual-report-in-earning-program-credit-during-criminal-investigation/

http://corporatecomplianceinsights.com/2010/does-your-risk-assessment-do-this/