When do you really need best practices?
In my most recent post I argue for applying a best-interest-of-the-client standard for those who give investment advice.
But – paradoxically or not – when it comes to designing or evaluating compliance & ethics programs, you don’t always need to aim for the maximum.
In my latest column in the SCCE’s Compliance & Ethics Professional (page 2 of PDF) I look at the issue of: How much is enough?
I hope you find it interesting.