C&E auditing and monitoring

I spoke earlier today on compliance & ethics auditing and monitoring at the annual SCCE Upper NE Regional Conference in NY, and thought you might find the slides useful.

Note that I focused largely on monitoring, which, in many business organizations, is a particularly underutilized C&E measure. I.e., from a program enhancement perspective, monitoring frequently is a good source of “low hanging fruit.”

Also, I know that reading slides can often be frustrating and at some point soon hope to have a fuller version of what’s in here.